Brothers Win Case Against A.G. Edwards

Published Thursday, April 26, 2001

Former A.G. Edwards broker Jimmy Lindsey and his brother Randy won a $150,000 judgment against the St. Louis-based firm, according to an NYSE arbitration case. A.G Edwards was ordered to wipe out a $128,571 debit claim against the Lindsey’s and was sanctioned $15,000 in attorneys' fees for "abuse of the discovery process," according to arbitrators Robert A. Bettis, Allen Butler and G. Dale McKissick. In the case that was decided Feb. 14, 2001, the firm was also ordered to pay $30,000 in expert witness costs and to amend Lindsey's U-5. Also, the NYSE denied all of A.G. Edwards’ ...

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