The NAIP at Five

Published Sunday, July 01, 2001

Our vision is to go beyond being your protector against the forces in the industry that would stifle competition. The National Association of Investment Professionals (NAIP) is celebrating its fifth anniversary! No other organization representing reps and advisers has achieved this milestone. The NAIP is the only association that continually monitors and comments on laws and regulations affecting brokers proposed by the SEC and the NASD. It has lobbied on your behalf regarding issues such as arbitration, qualified immunity, temporary restraining orders (TROs) and policies concerning employment records on the CRD. The organization's success in impacting some of ...

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