I Kid You Not

Published Monday, January 01, 2007

Upon losing a Senate race to Stephen Douglas in 1858, Abraham Lincoln described the experience, saying he was reminded of “that boy in Kentucky, who stubbed his toe while running to see his sweetheart. The boy said he was too big to cry, and far too badly hurt to laugh.” The same can be said for NASD enforcement actions, which can flatten a registered rep's life savings and effectively bury his career. That's no laughing matter. Still, there are some cases in which the circumstances are so zany that even the prickliest observer can't help but snigger. I've ...

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