Joseph Duran

Published Tuesday, April 01, 2008

Registered Rep: United Capital is a holding company that buys registered investment advisors (RIAs) all over the country. Describe your firm. Joseph Duran: We are a national wealth-management firm that owns signature financial practices around the country. We create operating efficiencies and enhanced client services for every regional practice we partner with. So far we have purchased 15 regional firms, and we currently oversee about $8 billion in client assets. RR: What kinds of firms are you looking for? Are they dually registered? JD: Firms should have at least $100 million in client assets, and $1 million in ...

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