Fess Up: The Firm Will Find Out Anyway

Published Wednesday, June 01, 2005

People applying for work on Wall Street can be denied for many reasons these days, but there are two very common ways they get tripped up. First, some try to hide their criminal past — as if their Social Security numbers, CRD numbers, fingerprints and other cross-referencing data were not eventually going to lead to the truth. Second, some believe they have been cleared or that their offenses do not need to be reported. In each case, the applicants tend to find out the hard way that the securities industry is extra keen on keeping it clean when ...

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