The Failure Chain

Published Tuesday, April 01, 2008

Consider the Curious and Rather Grotesque Case of Gary J. Gross,  a financial advisor from (where else?) Boca Raton, Fla. Gross' U4 is close to 100 pages long, and lists 35 customer complaints (33 of them settled) amassed at several firms over the last eight years, FINRA records show. An Orthodox Jew, Gross used his temple and his faith to earn the trust of prospective clients, one of whom was a Holocaust survivor, says Scott Silver, an attorney with Blum & Silver in Coral Springs, Fla., who defended the survivor and his wife. Gary Gross's “permanent record” on ...

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