A Special(ized) Bunch

When President Gerald Ford signed the Pension Reform Act of 1974 into law — better known as ERISA — he made Tetsu Tanimoto's professional life a little easier. Tanimoto was about six years in the advisory game at the time and was looking for a way to stay ahead of the competition. The reform, which established requirements and standards for private pension plans, provided Tanimoto with a new group of possible clients whose retirement money was now being protected by the federal government. “I bought the book and read about ERISA and said, ‘Wow, this stuff is really ...

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In This Issue: September 2010

Cover Story

Outgrowing The Series 7

When the 7 becomes more of a burden than a benefit.



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