The Rep. Index

Registered Rep. Readers Are Awash in Numbers: Government statistics, agency reports, news releases, interest rates, and stock quotes. And so, we’ve selected a few fascinating statistics here that illuminate the markets, the world of financial services and big business. Introducing the Rep.Index. We hope you agree that it entertains as much as it educates. 1. Overall percent increase, from 2000 to 2007, in the number of investor contacts received by the SEC: 71 percent. 2. Number of complaints received by the SEC in 2006: 20,663 3. Rank of “advance fee fraud” among complaint categories: ...

To continue reading this article, please register or login – it’s quick and free…

Member Login

Enter your email address below, and we'll email your password.

Are cookies enabled in your browser?

This site uses cookies and session data to keep track of your name and preferences while you're logged in. You cannot login without enabling cookies.

One Step Registration

Fill out the form below for instant access to the page you’ve requested.

Website members also receive access to our entire archive and may apply for a complimentary subscription to our print magazine.

All fields are required Personal Info
  Required Must be a valid email
  Required Passwords must match
  Required
  Required
  Required
  Required
  Required
  Required
  Required

Registered Rep. Magazine


Submit the form for instant access to the page you've requested.

Current Issue

Registered Rep 

Cover

Sweating the CFP

By Jerry Gleeson

Think the CFP Exam is Hard? Just wait until next year. Why the designation is worth the cost and effort.

All In The Family

Family teams are common in the wealth management industry and getting more so. Hiring family members can be an easy solution to finding a trustworthy partner and a successor. But there are drawbacks.

browse back issues

Von Aldo

Most Popular Stories

Featured Book

Elite Financial Teams 

Elite Financial Teams is based on two studies commissioned by The Oechsli Institute on how financial teams.

Elite Financial Teams is a must read for anyone looking to:
  • Refine team roles and responsibilities
  • Develop more efficient practice management
  • Bring in more affluent clients
  • Create client service models suitable for the affluent
...