Staying Afloat

What else can we do? Are you asking yourself that question more often than you were, say, a year ago? If so, you're in good company. In these times of declining assets, many advisors are pondering the same dilemma: how to bring in more money in a down market. And frequently, their answer is to look for new sources of revenue. As you might expect, that often means trying to increase fees from financial planning work or buying someone else's book of business. But, advisors are also looking beyond the usual strategies, trying everything from ...

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In This Issue: July 2010

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The New Sheriffs In Town

Under reform legislation, RIAs with less than $100 million in assets will no longer be regulated by the SEC. State regulators will step in. Will states be more successful than the SEC?



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